Pulsio monitors SEC, FINRA, and federal regulators daily — and delivers plain-English alerts to your inbox every morning. What changed. Why it matters. What to do.
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Every week, thousands of RIA compliance officers do the same thing.
That's 90+ minutes a week — and you still can't be sure you caught everything. Pulsio replaces all of it with one email.
Open your inbox. Read what changed. Know what to do.
What changed: SEC amended Reg S-P to require written incident response plans and client notification within 30 days of a data breach.
Impact on your firm: You need to create or update your written incident response plan and review your privacy policy language.
Updated guidance on digital asset communications
DOL proposed rule on ESG considerations in retirement plans
No implementation. No training. No onboarding calls.
Registration type, AUM range, services you offer. Takes 2 minutes. We use this to filter alerts to what actually matters to you.
SEC, FINRA, Federal Register, Regulations.gov, eCFR. Every rule, notice, and filing — scanned, classified, and translated into plain English.
Every morning at 7 AM, you get an email with what changed, why it matters, and what to do. Each alert links to the original source document.
Every alert links directly to the source document. Pulsio is a radar, not a filter — nothing is hidden from you.
Transparent pricing. No hidden fees. No “contact sales.”
Most compliance platforms focus on Annual Reviews, Risk Assessments, CE credits, and task management. Pulsio does one thing they don't: proactive daily monitoring of regulatory changes. It works alongside your existing tools as an early warning system — so nothing slips through between quarterly reviews.
Every Pulsio alert links directly to the original source document on SEC.gov, FINRA.org, or FederalRegister.gov. The AI classifies and summarizes — you verify and decide. Think of it as a radar that highlights what to look at, not autopilot that makes decisions for you.
That's exactly who needs it most. Larger firms have dedicated compliance staff checking these sources daily. You don't. If you're the advisor AND the compliance officer, Pulsio replaces the 90+ minutes a week you'd spend manually scanning regulatory sites.
You get a short email confirming there's nothing new. That peace of mind — knowing you haven't missed anything — is part of the value.
Google Alerts can't parse SEC RSS feeds, classify FINRA notices by firm type, or explain what a regulatory change means for your specific practice. Pulsio monitors official government data sources, filters by your firm profile, and translates legalese into plain-English impact briefs with deadlines.
Stop checking SEC.gov and FINRA manually. Start your morning with a clear picture of what changed and what to do about it.
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